[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sitca_law-115-1-011":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":21},"sitca_law","投信投顧業務員資格測驗——投信投顧相關法規(含自律規範)","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20},"sitca_law-115-1-011","115-1",11,"指數股票型基金及指數型基金均追蹤、模擬、複製標的指數表現，二者之主要差異為何？",[13,14,15,16],"基金型態不同，前者為封閉式基金，後者為開放式基金","次級市場交易方式不同，前者有在證券交易市場掛牌交易，後者則無","初級市場申購買回方式不同，前者僅能實物申贖，後者則採現金申贖","二者無差異",1,"證券投資信託基金管理辦法","指數股票型基金(ETF)與指數型基金雖均以追蹤、模擬或複製標的指數表現為目標,主要差異在次級市場之交易方式:ETF於證券交易市場掛牌,投資人得如股票般於盤中依市價買賣;指數型基金則未掛牌,僅能向基金公司或銷售機構申購、買回,故(B)正確。(A)有誤,ETF屬開放式基金而非封閉式基金;(C)有誤,ETF初級市場之申購買回除實物申贖外亦有現金申贖型態;(D)二者顯有差異。","easy",[22,26,30,34,38,42],{"id":23,"question":24,"qno":25},"sitca_law-114-3-003","下列有關投信事業對於基金資產運用之指示權之敘述何者正確？",3,{"id":27,"question":28,"qno":29},"sitca_law-114-3-004","債券型基金資產組合之加權平均存續期間應在一年以上，但下列何者不在此限？",4,{"id":31,"question":32,"qno":33},"sitca_law-114-3-005","槓桿型 ETF 或反向型 ETF 投資於基金受益憑證之總金額不得超過本基金淨資產價值之多少比例？",5,{"id":35,"question":36,"qno":37},"sitca_law-114-3-010","下列何者為「多重資產型基金」得投資之資產項目？甲.股票；乙.債券；丙.基金受益憑證；丁.不動產投資信託基金受益證券(REITs)",10,{"id":39,"question":40,"qno":41},"sitca_law-114-3-012","有關投信契約之相關規範，下列何者錯誤？",46,{"id":43,"question":44,"qno":45},"sitca_law-114-3-016","「多重資產型基金」投資於股票、債券、基金受益憑證等任一資產之總金額不得超過本基金淨資產價值之多少比例？",16,1787293968222]