[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sitca_law-115-1-028":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_law","投信投顧業務員資格測驗——投信投顧相關法規(含自律規範)","c4",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"sitca_law-115-1-028","115-1",28,"下列何者可為投信事業之發起人？ 甲.受破產之宣告，已復權者；乙.使用票據經拒絕往來尚未期滿者；丙.無行為能力或限制行為能力者",[13,14,15,16],"僅甲","僅乙","甲、丙","甲、乙、丙皆不可",0,"證券投資信託事業設置與管理",1,"投信事業發起人之消極資格,以事由是否仍存續為斷:甲受破產之宣告但已依法復權,既經法院裁定復權,其限制事由已消滅而回復適格,即無再予限制之必要,得為投信事業之發起人,故僅甲可,(A)正確。乙使用票據經拒絕往來尚未期滿,信用瑕疵仍在存續中;丙無行為能力或限制行為能力,欠缺完全之意思能力,二者均屬證券投資信託及顧問法第68條所列之消極資格事由,不得充任發起人,故含乙或丙之(B)(C)(D)皆不可選。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sitca_law-114-3-032","下列何者不得擔任投信事業之發起人？",32,{"id":28,"question":29,"qno":30},"sitca_law-114-3-033","若有正當理由，投信事業未於期間內申請核發營業執照者，在期限屆滿前，得申請主管機關核准展延，但展延期不得超過幾個月？",33,{"id":32,"question":33,"qno":34},"sitca_law-114-3-036","下列何者非投信事業依法規應設置之部門？",36,{"id":36,"question":37,"qno":38},"sitca_law-114-3-037","甲曾受證券交易法第 66 條第 2 款(命令該證券商解除其董事、監察人或經理人職務)之處分，經執行完畢幾年後，才得受邀擔任投信事業之發起人？",37,{"id":40,"question":41,"qno":42},"sitca_law-115-1-006","以下何者非為證券投資信託事業得經營之業務？",6,{"id":44,"question":45,"qno":46},"sitca_law-115-1-024","投信事業運用自有資金，購買所有於國內募集之投信基金、對不特定人募集之期貨信託基金，及經核准之境外基金總金額，不得超過最近期公司淨值多少比率？",24,1787293968456]