[{"data":1,"prerenderedAt":48},["ShallowReactive",2],{"q-sitca_sec_law-114-3-005":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":23},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c3",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21,"canonicalId":22},"sitca_sec_law-114-3-005","114-3",5,"公開說明書主要內容有虛偽不實記載，對於善意投資人之損失，下列何者原則上不與公司負連帶賠償責任？",[13,14,15,16],"發行人及其負責人","承銷該證券之證券承銷商","買賣該證券之證券經紀商","會計師、律師等專業者簽名其上以證實所載內容",2,"有價證券之募集與發行",1,"證交法第32條列舉公開說明書虛偽記載之連帶賠償義務人:發行人及其負責人、參與編製之職員、證券承銷商,以及簽名證實內容之會計師、律師等專業人員。(C)證券經紀商僅受託買賣證券,未參與公開說明書之編製或簽證,原則上不負連帶責任。","medium","sec_sr_law-114-3-005",[24,28,32,36,40,44],{"id":25,"question":26,"qno":27},"sitca_sec_law-114-3-010","轉換公司債的面額及償還期限規定為：",10,{"id":29,"question":30,"qno":31},"sitca_sec_law-114-3-030","發行人申報募集與發行以股票為擔保品之有擔保公司債案件，須符合以下何者規定？",30,{"id":33,"question":34,"qno":35},"sitca_sec_law-114-3-033","發行人募集與發行有價證券案件，自主管機關停止申報生效通知到達日起，如屆滿幾個營業日未申請解除，主管機關將退回其案件？",33,{"id":37,"question":38,"qno":39},"sitca_sec_law-114-3-041","某公司以總括申報發行新股，以下敘述何者不正確？",41,{"id":41,"question":42,"qno":43},"sitca_sec_law-115-1-004","上市公司發行轉換公司債，其持有人得依發行人所定之轉換辦法隨時請求轉換，以下敘述何者正確？",4,{"id":45,"question":46,"qno":47},"sitca_sec_law-115-1-018","公開發行股票之公司，得以股東會特別決議，排除原股東及員工優先認購權利，對下列何者進行有價證券之私募？",18,1787293971204]