[{"data":1,"prerenderedAt":48},["ShallowReactive",2],{"q-sitca_sec_law-114-3-018":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":23},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c5",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21,"canonicalId":22},"sitca_sec_law-114-3-018","115-2",13,"證券商除由金融機構兼營者依有關法令規定外，其經營自行買賣有價證券業務者，持有任一本國公司股份之總額不得超過該公司已發行股份總額之___；持有任一本國公司所發行有價證券之成本總額，並不得超過該證券商淨值之___。",[13,14,15,16],"5%；10%","5%；20%","10%；15%","10%；20%",3,"證券商管理規則",2,"依證券商管理規則,證券商經營自行買賣有價證券業務者,持有任一本國公司股份總額不得超過該公司已發行股份總額之10%,持有任一本國公司所發行有價證券之成本總額不得超過證券商淨值之20%,故(D)正確,(A)(B)(C)比例均有誤。","medium","sec_sr_law-114-3-018",[24,28,32,36,40,44],{"id":25,"question":26,"qno":27},"sitca_sec_law-114-3-015","證券商轉投資總金額不得超過其淨值百分之多少？",15,{"id":29,"question":30,"qno":31},"sitca_sec_law-114-3-016","證券商應於何時加入證券商業同業公會？",16,{"id":33,"question":34,"qno":35},"sitca_sec_law-114-3-017","下列何者為非？",17,{"id":37,"question":38,"qno":39},"sitca_sec_law-114-3-019","證券商之加入同業公會制度相關規定是：",19,{"id":41,"question":42,"qno":43},"sitca_sec_law-114-3-031","證券商接受委託買賣外國虛擬資產 ETF，應建立適當之虛擬資產 ETF 商品適合度制度，其內容至少應包括：",31,{"id":45,"question":46,"qno":47},"sitca_sec_law-114-3-034","證券商接受委託買賣外國虛擬資產 ETF，投資人以下列何種類型為限？",34,1787293971335]