[{"data":1,"prerenderedAt":48},["ShallowReactive",2],{"q-sitca_sec_law-114-3-026":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":23},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21,"canonicalId":22},"sitca_sec_law-114-3-026","114-3",26,"證券商辦理初次上市、上櫃承銷案件，受理詢價圈購之對象，如有下列何者參與詢價圈購，應拒絕之？",[13,14,15,16],"發行公司之員工","承銷商本身之董事、監察人","發行公司之董事長或總經理","選項(A)(B)(C)皆應拒絕",3,"發行市場",1,"依證券商承銷或再行銷售有價證券處理辦法,辦理初次上市、上櫃案件詢價圈購時,發行公司之董事、監察人、員工(含董事長、總經理)及承銷商本身之董事、監察人等利害關係人均不得參與,應予拒絕,故(A)(B)(C)皆是,(D)正確。","medium","sec_sr_law-114-3-026",[24,28,32,36,40,44],{"id":25,"question":26,"qno":27},"sitca_sec_law-114-3-037","下列對海外存託憑證之敘述何者錯誤？",37,{"id":29,"question":30,"qno":31},"sitca_sec_law-114-3-040","下列有關指數投資證券(ETN)名稱規範，何者正確？",40,{"id":33,"question":34,"qno":35},"sitca_sec_law-114-3-046","屬科技事業之發行公司，申請股票上櫃時，其持有已發行股份總數下列何項之比例者，應按規定辦理集中保管及屆期領回？",46,{"id":37,"question":38,"qno":39},"sitca_sec_law-114-3-047","以下敘述何者錯誤？",47,{"id":41,"question":42,"qno":43},"sitca_sec_law-115-1-033","下列何者不得參與競價拍賣之投標？",33,{"id":45,"question":46,"qno":47},"sitca_sec_law-115-1-035","證券商得為認購(售)權證發行人資格條件為：",35,1787293971399]