[{"data":1,"prerenderedAt":48},["ShallowReactive",2],{"q-sitca_sec_law-114-3-031":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":23},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c5",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21,"canonicalId":22},"sitca_sec_law-114-3-031","114-3",31,"證券商接受委託買賣外國虛擬資產 ETF，應建立適當之虛擬資產 ETF 商品適合度制度，其內容至少應包括：",[13,14,15,16],"商品屬性評估","瞭解客戶程序","客戶屬性評估","選項(A)(B)(C)皆應包括",3,"證券商管理規則",1,"依主管機關開放證券商受託買賣外國虛擬資產ETF之規範,證券商應建立商品適合度制度,內容至少包括商品屬性評估、瞭解客戶程序及客戶屬性評估,據以確認客戶足以承擔風險,(A)(B)(C)缺一不可,故(D)正確。","easy","sec_sr_law-114-3-031",[24,28,32,36,40,44],{"id":25,"question":26,"qno":27},"sitca_sec_law-114-3-015","證券商轉投資總金額不得超過其淨值百分之多少？",15,{"id":29,"question":30,"qno":31},"sitca_sec_law-114-3-016","證券商應於何時加入證券商業同業公會？",16,{"id":33,"question":34,"qno":35},"sitca_sec_law-114-3-017","下列何者為非？",17,{"id":37,"question":38,"qno":39},"sitca_sec_law-114-3-018","證券商除由金融機構兼營者依有關法令規定外，其經營自行買賣有價證券業務者，持有任一本國公司股份之總額不得超過該公司已發行股份總額之___；持有任一本國公司所發行有價證券之成本總額，並不得超過該證券商淨值之___。",13,{"id":41,"question":42,"qno":43},"sitca_sec_law-114-3-019","證券商之加入同業公會制度相關規定是：",19,{"id":45,"question":46,"qno":47},"sitca_sec_law-114-3-034","證券商接受委託買賣外國虛擬資產 ETF，投資人以下列何種類型為限？",34,1787293971484]