[{"data":1,"prerenderedAt":48},["ShallowReactive",2],{"q-sitca_sec_law-114-3-046":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":23},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21,"canonicalId":22},"sitca_sec_law-114-3-046","114-3",46,"屬科技事業之發行公司，申請股票上櫃時，其持有已發行股份總數下列何項之比例者，應按規定辦理集中保管及屆期領回？",[13,14,15,16],"1%以上之股東","3%以上之股東","5%以上之股東","10%以上之股東",2,"發行市場",1,"科技事業之發行公司申請股票上櫃，除董事、監察人外，持有已發行股份總數5%以上之股東及以專利權或專門技術出資之股東，應依規定將股票辦理集中保管並屆期分批領回，故(C)正確，(A)(B)(D)之比例均非上櫃審查規範所定門檻。","hard","sec_sr_law-114-3-046",[24,28,32,36,40,44],{"id":25,"question":26,"qno":27},"sitca_sec_law-114-3-026","證券商辦理初次上市、上櫃承銷案件，受理詢價圈購之對象，如有下列何者參與詢價圈購，應拒絕之？",26,{"id":29,"question":30,"qno":31},"sitca_sec_law-114-3-037","下列對海外存託憑證之敘述何者錯誤？",37,{"id":33,"question":34,"qno":35},"sitca_sec_law-114-3-040","下列有關指數投資證券(ETN)名稱規範，何者正確？",40,{"id":37,"question":38,"qno":39},"sitca_sec_law-114-3-047","以下敘述何者錯誤？",47,{"id":41,"question":42,"qno":43},"sitca_sec_law-115-1-033","下列何者不得參與競價拍賣之投標？",33,{"id":45,"question":46,"qno":47},"sitca_sec_law-115-1-035","證券商得為認購(售)權證發行人資格條件為：",35,1787293971627]