[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sitca_sec_law-115-1-007":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c5",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20,"canonicalId":21},"sitca_sec_law-115-1-007","115-1",7,"證券商得為自行買賣特定外國債券之買賣斷交易，以下敘述何者錯誤？",[13,14,15,16],"以外幣計價之外國政府相關債券、金融債券及公司債為限","得為附條件交易","應以固定利率或正浮動利率方式計息","不得包括具股權性質之債券",1,"證券商管理規則","證券商自行買賣特定外國債券，以買賣斷交易為限，不得為附條件交易，故(B)錯誤而為正解。(A)(C)(D)均正確：標的以外幣計價之外國政府相關債券、金融債券及公司債為限，應以固定利率或正浮動利率計息，且不得包括具股權性質之債券。","hard","sec_sr_law-115-1-007",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sitca_sec_law-114-3-015","證券商轉投資總金額不得超過其淨值百分之多少？",15,{"id":28,"question":29,"qno":30},"sitca_sec_law-114-3-016","證券商應於何時加入證券商業同業公會？",16,{"id":32,"question":33,"qno":34},"sitca_sec_law-114-3-017","下列何者為非？",17,{"id":36,"question":37,"qno":38},"sitca_sec_law-114-3-018","證券商除由金融機構兼營者依有關法令規定外，其經營自行買賣有價證券業務者，持有任一本國公司股份之總額不得超過該公司已發行股份總額之___；持有任一本國公司所發行有價證券之成本總額，並不得超過該證券商淨值之___。",13,{"id":40,"question":41,"qno":42},"sitca_sec_law-114-3-019","證券商之加入同業公會制度相關規定是：",19,{"id":44,"question":45,"qno":46},"sitca_sec_law-114-3-031","證券商接受委託買賣外國虛擬資產 ETF，應建立適當之虛擬資產 ETF 商品適合度制度，其內容至少應包括：",31,1787293971725]