[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sitca_sec_law-115-1-021":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c5",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20,"canonicalId":21},"sitca_sec_law-115-1-021","115-1",21,"對於證券自營商之規定，下列何項敘述錯誤？",[13,14,15,16],"證券自營商不得接受投資人之委託於市場內買賣","證券自營商除自行於市場內買賣有價證券外，並得委託其他經紀商代為買賣","對同一證券，自營商申報價格與經紀商相同時，以經紀商之買賣優先成交","證券自營商不得申報賣出其未持有之有價證券",1,"證券商管理規則","依證交所營業細則,證券自營商應自行於市場內買賣有價證券,不得委託其他經紀商代為買賣,(B)敘述錯誤,故選(B)。(A)自營商不得受託買賣;(C)申報價格相同時以經紀商之買賣優先成交;(D)自營商申報賣出以所持有之有價證券為限,三者均為正確規定。","medium","sec_sr_law-115-1-021",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sitca_sec_law-114-3-015","證券商轉投資總金額不得超過其淨值百分之多少？",15,{"id":28,"question":29,"qno":30},"sitca_sec_law-114-3-016","證券商應於何時加入證券商業同業公會？",16,{"id":32,"question":33,"qno":34},"sitca_sec_law-114-3-017","下列何者為非？",17,{"id":36,"question":37,"qno":38},"sitca_sec_law-114-3-018","證券商除由金融機構兼營者依有關法令規定外，其經營自行買賣有價證券業務者，持有任一本國公司股份之總額不得超過該公司已發行股份總額之___；持有任一本國公司所發行有價證券之成本總額，並不得超過該證券商淨值之___。",13,{"id":40,"question":41,"qno":42},"sitca_sec_law-114-3-019","證券商之加入同業公會制度相關規定是：",19,{"id":44,"question":45,"qno":46},"sitca_sec_law-114-3-031","證券商接受委託買賣外國虛擬資產 ETF，應建立適當之虛擬資產 ETF 商品適合度制度，其內容至少應包括：",31,1787293971880]