[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-sitca_sec_law-115-1-030":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c3",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20,"canonicalId":21},"sitca_sec_law-115-1-030","115-1",30,"金融控股公司發行普通公司債，並檢具對外公開發行公司債申報書與書件，向金融監督管理委員會提出申報，一般情形，金管會受理發行公司債申報書之日起幾個營業日即可申報生效？",[13,14,15,16],"7 個","12 個","15 個","30 個",1,"有價證券之募集與發行","依發行人募集與發行有價證券處理準則,金融控股公司檢具公開發行公司債申報書件向金管會申報,一般情形於受理之日起屆滿十二個營業日即申報生效,故(B)正確,(A)(C)(D)營業日數均與規定不符。","hard","sec_sr_law-115-1-030",[23,27,31,34,38,42],{"id":24,"question":25,"qno":26},"sitca_sec_law-114-3-005","公開說明書主要內容有虛偽不實記載，對於善意投資人之損失，下列何者原則上不與公司負連帶賠償責任？",5,{"id":28,"question":29,"qno":30},"sitca_sec_law-114-3-010","轉換公司債的面額及償還期限規定為：",10,{"id":32,"question":33,"qno":10},"sitca_sec_law-114-3-030","發行人申報募集與發行以股票為擔保品之有擔保公司債案件，須符合以下何者規定？",{"id":35,"question":36,"qno":37},"sitca_sec_law-114-3-033","發行人募集與發行有價證券案件，自主管機關停止申報生效通知到達日起，如屆滿幾個營業日未申請解除，主管機關將退回其案件？",33,{"id":39,"question":40,"qno":41},"sitca_sec_law-114-3-041","某公司以總括申報發行新股，以下敘述何者不正確？",41,{"id":43,"question":44,"qno":45},"sitca_sec_law-115-1-004","上市公司發行轉換公司債，其持有人得依發行人所定之轉換辦法隨時請求轉換，以下敘述何者正確？",4,1787293971992]