[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-sitca_sec_law-115-1-033":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c9",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":17,"explanation":19,"difficulty":20,"canonicalId":21},"sitca_sec_law-115-1-033","115-1",33,"下列何者不得參與競價拍賣之投標？",[13,14,15,16],"成年之中華民國國民","發行公司直屬總經理之部門主管","本國法人募集之證券投資信託基金","外國專業投資機構",1,"發行市場","依證券商業同業公會承銷作業相關規定,發行公司之董事、監察人、員工及其關係人不得參與該公司有價證券競價拍賣之投標;(B)為發行公司內部部門主管,不得投標。(A)成年國民、(C)投信基金、(D)外國專業投資機構均為合格投標人。","medium","sec_sr_law-115-1-033",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"sitca_sec_law-114-3-026","證券商辦理初次上市、上櫃承銷案件，受理詢價圈購之對象，如有下列何者參與詢價圈購，應拒絕之？",26,{"id":28,"question":29,"qno":30},"sitca_sec_law-114-3-037","下列對海外存託憑證之敘述何者錯誤？",37,{"id":32,"question":33,"qno":34},"sitca_sec_law-114-3-040","下列有關指數投資證券(ETN)名稱規範，何者正確？",40,{"id":36,"question":37,"qno":38},"sitca_sec_law-114-3-046","屬科技事業之發行公司，申請股票上櫃時，其持有已發行股份總數下列何項之比例者，應按規定辦理集中保管及屆期領回？",46,{"id":40,"question":41,"qno":42},"sitca_sec_law-114-3-047","以下敘述何者錯誤？",47,{"id":44,"question":45,"qno":46},"sitca_sec_law-115-1-035","證券商得為認購(售)權證發行人資格條件為：",35,1787293972004]