[{"data":1,"prerenderedAt":48},["ShallowReactive",2],{"q-sitca_sec_law-115-1-043":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":23},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c10",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21,"canonicalId":22},"sitca_sec_law-115-1-043","115-1",43,"公開發行公司與推薦證券商若有下列何種情事，證券櫃檯買賣中心可拒絕接受該推薦證券商所出具之評估報告，且不同意其有價證券上櫃？",[13,14,15,16],"雙方互為有價證券初次上櫃或上市評估報告之評估","有證券商管理規則不得為主辦承銷商之情事","屬同一集團企業","選項(A)(B)(C)皆是",3,"交易市場",1,"依櫃買中心有價證券上櫃審查相關規定,推薦證券商與發行公司互為初次上櫃或上市評估報告之評估、有證券商管理規則所定不得擔任主辦承銷商之情事,或雙方屬同一集團企業者,櫃買中心均得拒絕接受其評估報告並不同意上櫃,(A)(B)(C)皆屬之,故選(D)。","medium","sec_sr_law-115-1-043",[24,28,32,36,40,44],{"id":25,"question":26,"qno":27},"sitca_sec_law-114-3-036","下列何者敘述不符合興櫃股票交易制度？",36,{"id":29,"question":30,"qno":31},"sitca_sec_law-114-3-042","現行股票集中市場交易制度中實施所謂之「瞬間價格穩定措施」，在下列何者情況不適用？",42,{"id":33,"question":34,"qno":35},"sitca_sec_law-114-3-048","透過櫃檯買賣中心「黃金現貨交易平台」買賣黃金現貨漲跌幅度的限制為：",48,{"id":37,"question":38,"qno":39},"sitca_sec_law-114-3-049","櫃檯買賣股票之報價單位與成交單位分別為幾股？",49,{"id":41,"question":42,"qno":43},"sitca_sec_law-114-3-050","證交所外國債券交易價格之漲跌幅限制為何？",50,{"id":45,"question":46,"qno":47},"sitca_sec_law-115-1-038","盤中零股交易第一次撮合時間為？",38,1787293972098]