[{"data":1,"prerenderedAt":48},["ShallowReactive",2],{"q-sitca_sec_law-115-1-050":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":23},"sitca_sec_law","投信投顧業務員資格測驗——證券交易相關法規與實務","c6",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21,"canonicalId":22},"sitca_sec_law-115-1-050","115-1",50,"融券人遇標的證券公司有下列哪種情況不用強制回補？",[13,14,15,16],"臨時股東會","除權","股東常會","減資",0,"有價證券買賣、集中保管與融資融券",1,"依融資融券相關規定,標的證券公司召開股東常會、辦理除權或減資而停止過戶時,融券人應於最後回補日前強制回補;召開臨時股東會停止過戶則無強制回補之規定,故選(A)。(B)(C)(D)皆屬須強制回補之情形。","medium","sec_sr_law-115-1-050",[24,28,32,36,40,44],{"id":25,"question":26,"qno":27},"sitca_sec_law-114-3-020","在證券交易所上市或證券商營業處所買賣之有價證券之給付或交割應以下列何者為之？甲、現貨；乙、現款；丙、帳簿劃撥；丁、支票",20,{"id":29,"question":30,"qno":31},"sitca_sec_law-114-3-029","證券商受託買進外國有價證券，除另有規定者外，一般應如何進行保管？",29,{"id":33,"question":34,"qno":35},"sitca_sec_law-114-3-035","有價證券在證交所市場之買賣，除法令另有規定外，以下列何種交割方式為之？",35,{"id":37,"question":38,"qno":39},"sitca_sec_law-114-3-044","投資人進行當日沖銷時，相抵部分：",44,{"id":41,"question":42,"qno":43},"sitca_sec_law-115-1-008","證券金融事業必須以股份有限公司之組織方式成立，其實收資本額最低應達下列何項標準？",8,{"id":45,"question":46,"qno":47},"sitca_sec_law-115-2-017","對單一股票的融券與出借之總金額，不得超過證券商淨值的多少？",17,1787293972178]