[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-trust_prac-61-062":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"trust_prac","信託業業務人員信託業務專業測驗——信託實務","c5",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"trust_prac-61-062","61",62,"甲銀行擔任乙證券投資信託事業之法人董事，如欲擔任乙所募集基金之保管機構者，須先經下列何機關之核准？",[13,14,15,16],"金管會","台灣證券交易所","證券暨期貨發展基金會","臺灣證券集中保管公司",0,"保管銀行業務",1,"甲銀行既擔任乙證券投資信託事業的法人董事，即與該投信具有利害關係，若再擔任乙所募集基金的保管機構，將可能因球員兼裁判而生利益衝突，難以確保保管監督的獨立性。因此在此情形下，須先經金融主管機關金管會的核准，方得為之，選 (A)。此核准權屬金融監理範疇，目的在把關利益衝突並保障基金受益人權益。相對地，(B) 臺灣證券交易所、(C) 證券暨期貨發展基金會、(D) 臺灣證券集中保管公司均非此利益衝突事項的核准機關。掌握重點在於涉及投信與保管機構間利害關係的事項，核准權在主管機關金管會。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"trust_prac-60-056","下列何者非屬全權委託保管銀行所提供之服務？",56,{"id":28,"question":29,"qno":30},"trust_prac-60-057","全權委託投資資產，如遭法院扣押或強制執行時，除可歸責於受任人之情形外，下列何者應履行交割義務？",57,{"id":32,"question":33,"qno":34},"trust_prac-60-058","有關證券投資信託基金保管業務，下列何者錯誤？",58,{"id":36,"question":37,"qno":38},"trust_prac-60-059","甲委任人指派乙投信公司擔任其全權委託投資之受任人並指派丙銀行為其保管機構，該全權委託投資發生越權交易之情事時，原則上應由下列何者負交割履行責任？",59,{"id":40,"question":41,"qno":42},"trust_prac-60-060","甲外國機構投資人來台投資，委任乙銀行擔任其保管機構，實務上應以下列何者名義開設新臺幣活期存款帳戶？",60,{"id":44,"question":45,"qno":46},"trust_prac-60-061","全權委託投資保管業務以委任關係辦理者，其投資買賣帳戶所持有國內發行公司股票之出席股東會及行使表決權，應由下列何者為之？",61,1787293931500]