[{"data":1,"prerenderedAt":46},["ShallowReactive",2],{"q-trust_prac-62-056":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"trust_prac","信託業業務人員信託業務專業測驗——信託實務","c5",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"trust_prac-62-056","62",56,"除法令或金管會另有規定外，全權委託投資之資金應由「保管機構」保管，此保管機構是指經主管機關核准得辦理保管或信託業務，信用評等並達一定等級以上之下列何種機構？",[13,14,15,16],"證券公司","保險公司","證券投資信託事業","銀行或信託業",3,"保管銀行業務",1,"答案為 (D)。全權委託投資採「投資決策與資產保管分離」原則：受任的投信投顧只做投資決策，資金與有價證券則交由經主管機關核准得辦理保管或信託業務、且信用評等達一定等級以上的銀行或信託業保管，以防挪用。(A) 證券公司、(B) 保險公司均非得辦理保管或信託業務的機構；(C) 證券投資信託事業本身就是可能擔任受任人的一方，由其保管無異球員兼裁判，違背資產分離保管的目的，故三者皆不得擔任。","easy",[23,26,30,34,38,42],{"id":24,"question":25,"qno":10},"trust_prac-60-056","下列何者非屬全權委託保管銀行所提供之服務？",{"id":27,"question":28,"qno":29},"trust_prac-60-057","全權委託投資資產，如遭法院扣押或強制執行時，除可歸責於受任人之情形外，下列何者應履行交割義務？",57,{"id":31,"question":32,"qno":33},"trust_prac-60-058","有關證券投資信託基金保管業務，下列何者錯誤？",58,{"id":35,"question":36,"qno":37},"trust_prac-60-059","甲委任人指派乙投信公司擔任其全權委託投資之受任人並指派丙銀行為其保管機構，該全權委託投資發生越權交易之情事時，原則上應由下列何者負交割履行責任？",59,{"id":39,"question":40,"qno":41},"trust_prac-60-060","甲外國機構投資人來台投資，委任乙銀行擔任其保管機構，實務上應以下列何者名義開設新臺幣活期存款帳戶？",60,{"id":43,"question":44,"qno":45},"trust_prac-60-061","全權委託投資保管業務以委任關係辦理者，其投資買賣帳戶所持有國內發行公司股票之出席股東會及行使表決權，應由下列何者為之？",61,1787293932472]