[{"data":1,"prerenderedAt":47},["ShallowReactive",2],{"q-trust_prac-62-069":3},{"exam":4,"examName":5,"chapterSlug":6,"question":7,"related":22},"trust_prac","信託業業務人員信託業務專業測驗——信託實務","c5",{"id":8,"exam":4,"session":9,"qno":10,"question":11,"options":12,"answer":17,"chapter":18,"freq":19,"explanation":20,"difficulty":21},"trust_prac-62-069","62",69,"證券投資顧問事業運用全權委託投資資產從事證券投資，若逾越與委任人間簽訂之全權委託契約所限制範圍者，除經客戶出具同意交割之書面並經全權委託保管機構審核符合相關法令外，應由下列何者負履行責任？",[13,14,15,16],"保管機構","投信投顧公會","受託之證券經紀商","證券投資顧問事業",3,"保管銀行業務",1,"答案為 (D)。全權委託投資的越權交易，係受任人自己逾越契約所限制的範圍所致，除經客戶出具同意交割之書面並經全權委託保管機構審核符合相關法令外，應由該證券投資顧問事業自負履行（交割）責任，以貫徹受任人的忠實義務與注意義務。(A) 保管機構僅依契約保管與審核，不因他人越權而承擔；(B) 投信投顧公會是自律組織，無代負履行責任之理；(C) 受託之證券經紀商只是執行買賣的通路，故均非。","medium",[23,27,31,35,39,43],{"id":24,"question":25,"qno":26},"trust_prac-60-056","下列何者非屬全權委託保管銀行所提供之服務？",56,{"id":28,"question":29,"qno":30},"trust_prac-60-057","全權委託投資資產，如遭法院扣押或強制執行時，除可歸責於受任人之情形外，下列何者應履行交割義務？",57,{"id":32,"question":33,"qno":34},"trust_prac-60-058","有關證券投資信託基金保管業務，下列何者錯誤？",58,{"id":36,"question":37,"qno":38},"trust_prac-60-059","甲委任人指派乙投信公司擔任其全權委託投資之受任人並指派丙銀行為其保管機構，該全權委託投資發生越權交易之情事時，原則上應由下列何者負交割履行責任？",59,{"id":40,"question":41,"qno":42},"trust_prac-60-060","甲外國機構投資人來台投資，委任乙銀行擔任其保管機構，實務上應以下列何者名義開設新臺幣活期存款帳戶？",60,{"id":44,"question":45,"qno":46},"trust_prac-60-061","全權委託投資保管業務以委任關係辦理者，其投資買賣帳戶所持有國內發行公司股票之出席股東會及行使表決權，應由下列何者為之？",61,1787293932614]