[{"data":1,"prerenderedAt":107},["ShallowReactive",2],{"chapter-sec_law-c1":3},{"examName":4,"chapter":5,"questions":10},"證券商業務員資格測驗——證券交易相關法規與實務",{"name":6,"sort":7,"count":8,"slug":9},"證券交易法(含施行細則)",1,25,"c1",[11,16,20,24,28,32,36,40,44,48,52,56,59,64,68,70,73,76,80,84,88,92,96,99,103],{"id":12,"qno":13,"question":14,"session":15},"sec_law-114-3-003",3,"下列何者不是「證券交易法」上所稱之「發行人」？","114-3",{"id":17,"qno":18,"question":19,"session":15},"sec_law-114-3-011",11,"內線交易情節重大者，法院得提高賠償額之倍數為下列何者？",{"id":21,"qno":22,"question":23,"session":15},"sec_law-114-3-012",12,"Z 上市公司(下稱 Z 公司)董事甲得知該公司即將獲得國際大廠的重大訂單，在該消息明確後，未公開前，於市場上進行交易。下列何者不會構成內線交易之違反？",{"id":25,"qno":26,"question":27,"session":15},"sec_law-114-3-013",13,"依照證交法之規定，下列何者非為內線交易規範主體？",{"id":29,"qno":30,"question":31,"session":15},"sec_law-114-3-024",24,"仲裁庭認定仲裁達於可為判斷之程度者，依當事人聲明之事項，應於幾日內作成判斷書？",{"id":33,"qno":34,"question":35,"session":15},"sec_law-114-3-030",30,"公開收購如全部應賣有價證券之數量，超過所預定之收購數量時，公開收購人應依下列何種方式向應賣人購買？",{"id":37,"qno":38,"question":39,"session":15},"sec_law-114-3-043",43,"公開收購如延長收購期間，最多可以延期幾次？最長可延期多久？",{"id":41,"qno":13,"question":42,"session":43},"sec_law-115-1-003","上市公司有何項情事，得經董事會三分之二以上董事之出席及出席董事超過二分之一同意，於有價證券集中交易市場買回其股份？","115-1",{"id":45,"qno":46,"question":47,"session":43},"sec_law-115-1-007",7,"依「證券交易法」規定，因命令停業之證券商，於其了結停業前所為有價證券之買賣或受託事務之範圍內，視為：",{"id":49,"qno":50,"question":51,"session":43},"sec_law-115-1-010",10,"依照證券交易法之規定，下列何者非為內線交易規範主體？",{"id":53,"qno":54,"question":55,"session":43},"sec_law-115-1-014",14,"發行股票公司董事、監察人、經理人或持有公司股份超過百分之十之股東，對公司之上市股票，於取得後六個月內再行賣出，或於賣出後六個月內再行買進，因而獲得利益者，公司應請求將其利益歸於公司。公司所得行使之該項請求權，自獲得利益之日起多少年間不行使而消滅？",{"id":57,"qno":30,"question":58,"session":43},"sec_law-115-1-024","經紀商未經核准從事有價證券之借貸，得併科新臺幣多少金額之罰金？",{"id":60,"qno":61,"question":62,"session":63},"sec_law-115-2-004",4,"上市公司買回股份之數量比例，不得超過該公司已發行股份總數多少比例？","115-2",{"id":65,"qno":66,"question":67,"session":63},"sec_law-115-2-008",8,"下列何者係屬取得之股票非證券交易法第一百五十七條第一項所定「取得」之範圍，故不列入歸入利益之情形？",{"id":69,"qno":50,"question":42,"session":63},"sec_law-115-2-010",{"id":71,"qno":22,"question":72,"session":63},"sec_law-115-2-012","上市公司對董事提起訴訟、董事為自己與公司交易代表人選任程序，以下敘述何者正確？",{"id":74,"qno":26,"question":75,"session":63},"sec_law-115-2-013","保護機構發現上市、上櫃或興櫃公司之董事有何種情事，得訴請法院裁判解任公司之董事？",{"id":77,"qno":78,"question":79,"session":63},"sec_law-115-2-016",16,"任何人單獨或與他人共同取得任一公開發行公司已發行股份總額超過多少之股份者，應向主管機關申報及公告？",{"id":81,"qno":82,"question":83,"session":63},"sec_law-115-2-017",17,"公開發行公司除經主管機關核准外，董事間應有超過多少比例之席次，不得具有配偶或二親等以內之親屬之關係？",{"id":85,"qno":86,"question":87,"session":63},"sec_law-115-2-018",18,"禁止利用內線消息買賣之立法意旨為：",{"id":89,"qno":90,"question":91,"session":63},"sec_law-115-2-019",19,"上市公司董事經法院裁判解任確定後，自裁判確定日起，幾年內不得充任上市、上櫃或興櫃公司之董事、監察人及依公司法第二十七條第一項規定受指定代表行使職務之自然人？",{"id":93,"qno":94,"question":95,"session":63},"sec_law-115-2-022",22,"依「證券投資人及期貨交易人保護法」規定，保護機構為保護公益，於本法及其捐助章程所定目的範圍內，對於造成多數證券投資人或期貨交易人受損害之同一原因所引起之證券、期貨事件，得由___以上證券投資人或期貨交易人授與仲裁或訴訟實施權後，以___之名義，提付仲裁或起訴？",{"id":97,"qno":8,"question":98,"session":63},"sec_law-115-2-025","內線交易情節重大者，法院得將損害賠償義務人之賠償額提高三倍，其前提要件為何？",{"id":100,"qno":101,"question":102,"session":63},"sec_law-115-2-026",26,"有關公開發行股票公司之董事、監察人、經理人等，其本人所持有之股票經設定質權者之敘述，以下何者正確？",{"id":104,"qno":105,"question":106,"session":63},"sec_law-115-2-042",42,"審計委員會之召集，原則上需於多久前通知審計委員會各獨立董事成員？",1787293953163]