[{"data":1,"prerenderedAt":78},["ShallowReactive",2],{"chapter-sec_sr_law-c5":3},{"examName":4,"chapter":5,"questions":10},"證券商高級業務員資格測驗——證券交易相關法規與實務",{"name":6,"sort":7,"count":8,"slug":9},"證券商管理規則",5,17,"c5",[11,16,20,23,28,32,37,41,45,49,53,56,60,64,68,71,74],{"id":12,"qno":13,"question":14,"session":15},"sec_sr_law-114-3-015",15,"證券商轉投資總金額不得超過其淨值百分之多少？","114-3",{"id":17,"qno":18,"question":19,"session":15},"sec_sr_law-114-3-016",16,"證券商應於何時加入證券商業同業公會？",{"id":21,"qno":8,"question":22,"session":15},"sec_sr_law-114-3-017","下列何者為非？",{"id":24,"qno":25,"question":26,"session":27},"sec_sr_law-114-3-018",13,"證券商除由金融機構兼營者依有關法令規定外，其經營自行買賣有價證券業務者，持有任一本國公司股份之總額不得超過該公司已發行股份總額之___；持有任一本國公司所發行有價證券之成本總額，並不得超過該證券商淨值之___。","115-2",{"id":29,"qno":30,"question":31,"session":15},"sec_sr_law-114-3-019",19,"證券商之加入同業公會制度相關規定是：",{"id":33,"qno":34,"question":35,"session":36},"sec_sr_law-115-1-007",7,"證券商得為自行買賣特定外國債券之買賣斷交易，以下敘述何者錯誤？","115-1",{"id":38,"qno":39,"question":40,"session":36},"sec_sr_law-115-1-008",8,"證券金融事業必須以股份有限公司之組織方式成立，其實收資本額最低應達下列何項標準？",{"id":42,"qno":43,"question":44,"session":36},"sec_sr_law-115-1-021",21,"對於證券自營商之規定，下列何項敘述錯誤？",{"id":46,"qno":47,"question":48,"session":36},"sec_sr_law-115-1-022",22,"證券商兼營信託業務應申請兼營全權委託投資業務門檻金額為何？",{"id":50,"qno":51,"question":52,"session":36},"sec_sr_law-115-1-026",26,"證券商每年度申請設置簡易分支機構、分支機構變更為簡易分支機構，是否有家數之限制？",{"id":54,"qno":51,"question":55,"session":27},"sec_sr_law-115-1-027","證券商每多設置一家簡易分支機構，其最低實收資本額應增加多少？",{"id":57,"qno":58,"question":59,"session":36},"sec_sr_law-115-1-035",35,"證券商得為認購(售)權證發行人資格條件為：",{"id":61,"qno":62,"question":63,"session":27},"sec_sr_law-115-1-049",32,"有關證券商經營特定外國債券業務，以下哪些債券可列入特定外國債券範圍？ 甲.信用評等一定等級以上之外國中央政府債券 乙.信用評等一定等級以上之外國公司債券 丙.可轉換公司債丁.不動產抵押貸款債券",{"id":65,"qno":66,"question":67,"session":27},"sec_sr_law-115-2-014",14,"證券商財務報告的編製基礎為：",{"id":69,"qno":18,"question":70,"session":27},"sec_sr_law-115-2-016","證券商得接受私募股權基金相關機構委任，就該證券商子公司擔任普通合夥人之私募股權基金及受託管理之私募股權基金引介專業投資機構及高資產客戶參與投資及提供相關服務，證券商辦理本業務，每一引介投資之私募股權基金之高資產客戶人數總數不得超過多少人？",{"id":72,"qno":43,"question":73,"session":27},"sec_sr_law-115-2-021","初任及離職滿三年再任之證券商業務人員應於到職後多久之內參加職前訓練？",{"id":75,"qno":76,"question":77,"session":27},"sec_sr_law-115-2-039",39,"下列關於推介股票何者錯誤？",1787293961642]