[{"data":1,"prerenderedAt":42},["ShallowReactive",2],{"chapter-sitca_law-c2":3},{"examName":4,"chapter":5,"questions":10},"投信投顧業務員資格測驗——投信投顧相關法規(含自律規範)",{"name":6,"sort":7,"count":8,"slug":9},"證券投資顧問事業設置與管理",2,7,"c2",[11,16,20,25,29,34,38],{"id":12,"qno":13,"question":14,"session":15},"sitca_law-114-3-038",38,"有關投顧事業之申請設立，依目前法律規範作業程序下列何者為正確？甲.分為二階段申請程序；乙.申請許可後一個月內應即加入投信投顧公會；丙.第二階段為申請核發營業執照","114-3",{"id":17,"qno":18,"question":19,"session":15},"sitca_law-114-3-040",40,"投顧事業應於何時加入同業公會？",{"id":21,"qno":22,"question":23,"session":24},"sitca_law-115-1-001",1,"下列何者為證券投顧公司不得經營之業務？","115-1",{"id":26,"qno":27,"question":28,"session":24},"sitca_law-115-1-037",37,"有關投顧事業之設立申請，下列敘述何者錯誤？",{"id":30,"qno":31,"question":32,"session":33},"sitca_law-115-2-034",34,"信託業兼營投顧業務加入同業公會之規範，下列敘述何者正確？ 甲.屬於強制性規範；乙.可自願性加入公會；丙.得於開業後一個月內加入；丁.於申請營業執照即應加入公會；戊.應於開辦兼營該項業務前加入公會","115-2",{"id":35,"qno":36,"question":37,"session":33},"sitca_law-115-2-044",44,"提供自動化投資顧問服務者，實收資本額應達新臺幣多少金額以上？",{"id":39,"qno":40,"question":41,"session":33},"sitca_law-115-2-049",49,"投顧事業為辦理家族辦公室整合顧問業務，得與提供哪些服務之專業人士或業者合作，協助客戶進行以家業傳承與財富傳承為目的之顧問業務？ 甲.信託；乙.財務、會計；丙.法律；丁.稅務；戊.慈善；己.教育服務",1787293967291]