[{"data":1,"prerenderedAt":61},["ShallowReactive",2],{"chapter-sitca_law-c4":3},{"examName":4,"chapter":5,"questions":10},"投信投顧業務員資格測驗——投信投顧相關法規(含自律規範)",{"name":6,"sort":7,"count":8,"slug":9},"證券投資信託事業設置與管理",4,12,"c4",[11,16,20,24,28,33,37,41,45,50,53,57],{"id":12,"qno":13,"question":14,"session":15},"sitca_law-114-3-032",32,"下列何者不得擔任投信事業之發起人？","114-3",{"id":17,"qno":18,"question":19,"session":15},"sitca_law-114-3-033",33,"若有正當理由，投信事業未於期間內申請核發營業執照者，在期限屆滿前，得申請主管機關核准展延，但展延期不得超過幾個月？",{"id":21,"qno":22,"question":23,"session":15},"sitca_law-114-3-036",36,"下列何者非投信事業依法規應設置之部門？",{"id":25,"qno":26,"question":27,"session":15},"sitca_law-114-3-037",37,"甲曾受證券交易法第 66 條第 2 款(命令該證券商解除其董事、監察人或經理人職務)之處分，經執行完畢幾年後，才得受邀擔任投信事業之發起人？",{"id":29,"qno":30,"question":31,"session":32},"sitca_law-115-1-006",6,"以下何者非為證券投資信託事業得經營之業務？","115-1",{"id":34,"qno":35,"question":36,"session":32},"sitca_law-115-1-024",24,"投信事業運用自有資金，購買所有於國內募集之投信基金、對不特定人募集之期貨信託基金，及經核准之境外基金總金額，不得超過最近期公司淨值多少比率？",{"id":38,"qno":39,"question":40,"session":32},"sitca_law-115-1-027",27,"下列有關投信事業之設置與組織之敘述，何者錯誤？",{"id":42,"qno":43,"question":44,"session":32},"sitca_law-115-1-028",28,"下列何者可為投信事業之發起人？ 甲.受破產之宣告，已復權者；乙.使用票據經拒絕往來尚未期滿者；丙.無行為能力或限制行為能力者",{"id":46,"qno":47,"question":48,"session":49},"sitca_law-115-1-036",31,"下列關於設立證券投資信託事業之敘述，何者正確？","115-2",{"id":51,"qno":39,"question":52,"session":49},"sitca_law-115-2-027","甲為上市電子公司，有意投資金山投信公司，金山投信公司實收資本額為新臺幣四億元，請問甲公司投資金山投信公司之股份不得超過多少？",{"id":54,"qno":55,"question":56,"session":49},"sitca_law-115-2-029",29,"下列有關投信事業一般股東之「關係人」相關敘述何者錯誤？",{"id":58,"qno":59,"question":60,"session":49},"sitca_law-115-2-030",30,"證券投資信託事業得接受私募股權基金相關機構委任，就該證券投資信託事業子公司擔任普通合夥人之私募股權基金及受託管理之私募股權基金引介誰參與投資？",1787293967302]